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North American Securities Administrators Association
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#	Item
91	The North American Securities Administrators Association Are you an informed investor? HIGH-YIELD INVESTMENT PROGRAMS Don’t Get Roped In Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-11-26 11:57:03 Ponzi scheme Fraud High-yield investment program Charles Ponzi Financial services Rate of return Financial economics Investment Confidence tricksters
92	Circular Letter No[removed]Promissory Note Fraud Alert Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2011-10-01 16:28:09 Securities Financial institutions Institutional investors United States securities law Insurance Promissory note North American Securities Administrators Association Brewer Investment Group World Group Securities Financial economics Investment Finance
93	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-23 10:28:30 North American Securities Administrators Association Financial system Business Finance United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission
94	Utah Securities Commission Meeting Minutes September 25th, 2014 Division of Securities Staff Present Keith Woodwell, Division Director Add to Reading List Source URL: www.utah.gov Language: English - Date: 2014-10-24 13:35:19 Motion North American Securities Administrators Association Securities Act Second Financial system Finance United States securities law Financial regulation Democracy
95	The North American Securities Administrators Association Are you an informed investor? GOLD! Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:47:41 Funds Financial markets Financial services Collective investment schemes Gold as an investment Mutual fund Exchange-traded fund Gold exchange-traded product Rate of return Financial economics Investment Finance
96	Request for Member Comments Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:49:26 United States securities law North American Securities Administrators Association Uniform Securities Act
97	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-22 13:28:01 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer United States securities law Financial economics Financial system
98	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-31 16:43:53 North American Securities Administrators Association Business Financial system Finance Professional certification in finance United States securities law Financial regulation Financial Industry Regulatory Authority
99	Senior couple meeting with agent Add to Reading List Source URL: in.gov Language: English - Date: 2014-11-20 16:14:09 Confidence tricksters Madoff investment scandal Securities Affinity fraud Securities fraud North American Securities Administrators Association Bernard Madoff Charles Ponzi Investor education Crime Fraud Financial system
100	NASAA Insight The Voice of State & Provincial Securities Regulators Fall 2014 William Beatty Elected NASAA President Washington Securities Director William Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-23 12:58:15 Finance Business North American Securities Administrators Association Joseph Borg U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Canadian securities regulation Securities regulation in the United States United States securities law Financial regulation Financial system

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